SRO: yintoni na umbutho self-yemimiselo?

SRO (Self-Regulatory Organization) - umbutho ongenzi nzuzo ngokuzithandela amaqumrhu asemthethweni ukuze kulawulwe uluhlu lwemiba enxulumene ishishini elithile okanye iprofeshini. Kunokuba ukujongana nemiba umyalelo apho isigqibo siya ayikalungiswa ngumthetho, nokuba ukuncedisana kumgaqo kurhulumente. Ithuba ukwenza imisebenzi yolawulo kweeSRO kubangelwa amagunya anikwe kuyo nguRhulumente.

Eyona njongo ephambili apho wadala SRO - ukunciphisa ukuzibandakanya karhulumente kwizinto zomsebenzi oqeqeshelweyo kunye nemibutho ngaxeshanye ukuyila umbutho olawula umgangatho womsebenzi wabo. Uxanduva nabavelisi kubathengi - intsingiselo yawo engundoqo lwemisebenzi SRO. Zeziphi nemigangatho yomgangatho imveliso, yaye kutheni kufuneka iqalwe, waqonda, asingabo bonke abathathi-nxaxheba kwezorhwebo. Ngoko ke, imibutho self-ezilawulayo ivame imithetho zazo emgangathweni yoqinisekiso lweemveliso, ijolise ekuphuculeni umgangatho wabo bonke abadlali kolu shishino.

ulwazi zembali

Kwi-US, esebenza kweeSRO ezininzi. Yintoni na umbutho self-zomthetho kweli American, kwaye kanye ukuba isebenza njani, ziyacaca njenge umzekelo ethile. The main US federal elawulayo - Commission for the Securities and Exchange Commission (umzuzwana) - bagqiba kwelokuba ukunikezela amanye amagunya alo ukutshintsha wemigangatho yoshishino abathengisi Association of Securities (NASD) kunye US Stock Exchange (NYSE). Emva kokuba ziye banyanzelisa iimfuno ezinxulumene nomsebenzi order utshintsho nezibambiso kunye nemithetho zokubonelela ngeenkonzo labarhwebi, i NASD kunye NYSE - by naziphi - ukuba uguqulwe ube SRO entsha. FINRA namhlanje uphethe imisebenzi ebanzi yolawulo kwicandelo zemali.

imibutho Self-esemthethweni Russia

Imbali iinkampani Russian yaqala ukususela 1995 xa umthetho wokuqala ligqithise SRO. Yintoni na umbutho self-yemimiselo, yintoni imisebenzi baya nazo nemiqathango lenguqu Akukacaci. Ukuqaliswa ukuzeyisa Institute bekumele ukufezekisa imisebenzi amanyeneyo lwezindlu, iimali zotyalo-mali yepenshini, abalawuli awile, ngokunjalo ukulawula umsebenzi kwimarike izibambiso.

Namhlanje eRashiya kukho ngaphezu kwamawaka 1 SRO, eziphambili imisebenzi yayo kwiinkalo zobungcali 26. Amacandelo Ukwakhiwa eneji iinkokheli nenani labo. Eli lizwe 445 Umbutho self-sokusebenza nakubakhi kunye nabayili. SRO endle yophicotho amandla emelwe imibutho 133.

imibutho zokwakha Self-elawulayo

Ukuzeyisa kolu lwakhiwo lisukela emva ku-2009, apho kwiziko likaRhulumente lweelayisensi ishishini lokwakha irhoxisiwe. Umthetho ekudaleni abakhi SRO kule ndawo, bayalelwe ukuba:

• ukulungiselela amaxwebhu lokwakha;

• Uphando engineering;

• yokwakha.

Abakhi wasazisa amatsha yaqala endle abhalise samalungu e SRO. Yintoni na umbutho abakhi kuya kunceda ishishini ukuze achache kuloo ntlekele, kwacaca kwangoko. Eneneni, phakathi kweminyaka emi-2, umthamo ulwakhiwo iye yabuyela pre-ntlekele level, kunye nokudalwa platform ECTR yethenda imikhosi SRO ukuba abakhi wagqiba ukukhupha ukwabiwa kwangethuba kwee-odolo.