Ummiselo esisiseko imarike izibambiso

Ukuze esweni nokulawula iinkqubo ezenzeka kwimarike ukuxhasa umyalelo nokudala iimeko zokusebenza kangangoko kuzo zonke bemidlalo emarikeni, ngokunjalo ukukhusela bonke abathathi-nxaxheba kurhwebo ngenxa yezenzo ezingekho ekhohlisayo amanye amalungu ayo kufuneka ezingummiselo izibambiso emarikeni. kuphakama imibuzo: ngubani obandakanyeka, yaye lo mmiselo ikhutshwa phandle ngokoko nemithetho?

Inkqubo yommiselo market stock

Regulation yemarike lwamaphepha yinkqubo ngokuyenza imisebenzi yabo bonke abadlali lwemarike kunye iintengiselwano phakathi kwabo ngala manyathelo mibutho abagunyazisiweyo. Abathathi-nxaxheba babe benkampani, abatyali kunye umlamli izibambiso zobungcali, umbutho kwezibonelelo nemakethe. Ukwahlula phakathi ummiselo kwangaphandle nangaphakathi-nxaxheba emarikeni. Xa imbonakalo nokulawula imisebenzi lombutho kuxhomekeke kwimimiselo karhulumente, izivumelwano zamazwe ngamazwe, izenzo zabanye. Ummiselo yangaphakathi kugqiba umyalelo ngaphantsi lombutho imithetho ezichaza umsebenzi kweeyunithi kunye yombutho uwonke.

CSRC ichaza zonke iintlobo yentengiselwano kunye nemisebenzi: notyalo-mali; ulamlo; ubulungisa; isibambiso; kwerandi; Trust kunye nabanye. Ngokwembono yommiselo ogunyaziswe ukuba enze imisebenzi yolawulo yale mibutho kunye namabhunga zizakubalulwa: likarhulumente, ulawulo okanye self-ngokomgaqo nxaxheba abaqeqeshiweyo yemarike izibambiso, ulawulo loluntu.

Eli yemarike izibambiso

Umongo Securities, kunye ummiselo walo emarike kubonisa ezi njongo zilandelayo:

Ukudalwa inkqubo ephandle kwaye simahla ukuba amaxabiso isekwe unikezelo kunye nemfuno. Xhasa ukuze kwimarike, ukuqinisekisa iimeko ezamkelekileyo kubo bonke abathathi-nxaxheba. Ukhuseleko ngokuchasene nobuqhetseba kunye nokholo ombi nxaxheba emarikeni.

Ngabafundi enika umsebenzi loosomashishini kunye umvuzo risk ngokwaneleyo

Kwiimeko ezithile, inkxaso kunye nokudalwa izakhiwo eziyimfuneko zorhwebo, njengenkxaso ezintsha zorhwebo kunye namaphulo. Impembelelo kwimarike ukuze kuphunyezwe iinjongo zentlalo (ukuncitshiswa ngqesho, ukwanda isantya sokukhula koqoqosho, njalo njalo). Regulation kunye nohlobo imarike izibambiso kwakhona kukudala sikhokelo yolawulo ukulungiselela ukusebenza yemarike, kuphuhliso imithetho, imimiselo, nemimiselo, nemithetho lwemethodoloji, imithetho kunye neminye imiqathango. Xa ukhetho-nxaxheba iingcali zorhwebo. Ayizizo zonke umbutho inokuba umlamli yobungcali. Ukuze wenze oku, kufuneka ukuhlangabezana neemfuno amava, ulwazi kunye nemali. Kujongwe ukuqaliswa kwe imithetho kunye nemigaqo yemisebenzi lemarike bonke abathathi-nxaxheba. Inkqubo izohlwayo zokwahluka imithetho nemimiselo ebekwe yi emarikeni. izohlwayo ezinjalo ziquka isilumkiso, ocoliweyo, basuke inani labathathi-nxaxheba zemarike, ukuhlawuliswa zolwaphulo-mthetho. Principles of Securities Regulation becala kuxhomekeke yeemeko zelizwe lwezoqoqosho kunye nelwezopoliko, kodwa abonisa isenzo yemarike stock zehlabathi.

Self-ummiselo yemarike izibambiso

Ukongeza karhulumente kukho ukuzeyisa yemarike izibambiso, non-karhulumente, imibutho engajonganga nzuzo kumisa ngokuzithandela. imibutho enjalo nokuphuhlisa nemigangatho esisinyanzelo kunye nemimiselo, enze uqeqesho lwabasebenzi, wabeka umsebenzi efunekayo kule okufunwa ziimalike, lawula ukuchaneka nokuhambelana kunye nemigangatho emiselwe kunye nemimiselo, ukunika imisebenzi eluntwini, ukukhusela umdla nxaxheba emarikeni.